Ensure your business is ready for SME IPO listing with our SME IPO Readiness Checklist. This essential guide covers key steps in the IPO listing process, including DRHP, RHP, and meeting IPO eligibility criteria for platforms like BSE SME and NSE Emerge. From preparing financials to selecting BRLMs and merchant bankers in India, our checklist simplifies the IPO listing procedure. Whether you’re evaluating NSE SME IPO eligibility or finalizing the IPO process, IPOPlatform.com offers expert guidance as trusted IPO advisors and SME IPO consultants to help businesses navigate the journey to a successful public listing.
| Financial |
|---|
| Audited and Signed Financial of all the years along with Annual Report since inception of the company |
| Audited final financials of all the years since inception of the company |
| Audited final financials of all the years since inception of all the Group companies |
| Final Business MIS for all the years since inception |
| Final Income tax returns of all the years since inception |
| Final GST and Service tax returns of all the years |
| Final Income tax, GST and Service tax payment challan for last 5 years |
| Revenue reco with 26AS for last three years |
| Copies of 26AS for last three years |
| Assessment Orders, Intimations for Last 3 years |
| Notices received from all departments / Asst. orders for last 5 years |
| Tax Litigation Summary |
| PF and ESIC Return & Challans for last five years |
| Gratuity Valuation report for last three years |
| List of all the Bank A/cs along with the purpose |
| All the Bank Statements since inception |
| Details of Contingent Liability |
| Loan Sanction Letter old and latest (for last three years, year wise) |
| Details of all the Related party transactions since inception |
| All sanction letter for credit facilities availed till date |
| List of all owned Plant and Machinery / Equipments along with Schedule II of Companies Act, 2013 |
| Fixed Asset Register (should match with Fixed Assets on B/S/Restated) |
| List of employees year wise for last three years along with salary break up |
| Secretarial |
|---|
| Final MOA / AOA with all amendment |
| Certified copy of Minutes and Resolution of all the meetings held from inception till date |
| Latest shareholding pattern of the company |
| DIN of all the directors |
| Details of all the committees and its constituents |
| Share purchase and shareholder's agreement, if any |
| Statutory Registers since Incorporation |
| All ROC forms along with attachments and challan |
| Share Certificates since incorporation |
| All Secretarial Compliance report since inception, if applicable |
| Shareholding Pattern of Group Companies |
| Any arrangement or understanding with major shareholders, customers, suppliers, or others |
| Details of all Increase in authorized Share Capital & Sub-division/ Consolidation of Shares |
| General Corporate |
|---|
| Organization Chart |
| Rent Agreement of all the rented properties |
| Issuer Company's logo |
| Details of intellectual property and domain registered on the name of the company along with supported documents |
| Details of Core Promoters, Promoter Group, Directors and KMP |
| KYC of Core Promoters, Promoter Group, Directors and KMP |
| Brief write-up of the Core Promoters, Promoter Group, Directors and KMP |
| Legal |
|---|
| CIBIL of Company |
| Ownership proofs of all the immovable property owned by Company |
| Copies of all approvals and valid licenses for running the business for all places of operations including all office /branches / factory. Below are List of few Approvals:- PAN, TAN, Service Tax, GST Enrollment, Central Sales Tax/VAT, Excise Registration, Factory License, Local Shop and Establishment, Standard of Weights and Measures, ISO Certifications, Approval from Electricity Boards, Environmental Clearance, ESI, PF, IEC - Exports License, Pollution control, Registration under Labour Act, Registration for Water Usage and Any Other Approval, company require to Operate. |
| CIBIL of all promoters |
| Cibil of all group companies |
